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Commodity Futures Modernization Act
Results: 717

#	Item
541	Microsoft Word - CFTC - SEC Comment Letter September[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-09-27 09:54:16 Financial system 111th United States Congress Dodd–Frank Wall Street Reform and Consumer Protection Act Presidency of Barack Obama Systemic risk United States federal banking legislation Swap Futures contract Commodity Futures Modernization Act Financial economics Late-2000s financial crisis Finance
542	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-C2[removed]November 12, 2013 Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Pro Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-11-13 08:54:17 Finance Broker-dealer Securities Exchange Act Order Futures contract Short Market maker Commodity Futures Modernization Act Net capital rule Financial markets Financial economics Financial system
543	STATEMENT OF RICHARD D. OWENS TO THE JOINT PUBLIC MEETING OF THE SEC AND CFTC ON HARMONIZATION OF MARKET REGULATION September 2, 2009 Good morning. My name is Richard Owens. I am a partner at the law firm of Latham & Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-09-03 16:31:39 Sarbanes–Oxley Act Financial regulation Finance Commodity Futures Modernization Act United States corporate law Commodity Futures Trading Commission Business
544	May 27, 2014 Ms. Melissa D. Jurgens Secretary Commodity Futures Trading Commission Three Lafayette Centre 1155 21st Street NW Add to Reading List Source URL: www.nam.org Language: English - Date: 2014-05-29 17:45:31 Commodity Futures Trading Commission Dodd–Frank Wall Street Reform and Consumer Protection Act Trade Repository Swap Derivative American International Group Futures contract ISDA Master Agreement Commodity Futures Modernization Act Financial economics Finance Financial system
545	Comment Letter on File No. S7-16-10 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-09-21 14:57:43 Commodity Futures Trading Commission Derivative Swap Dodd–Frank Wall Street Reform and Consumer Protection Act Futures contract Chicago Board Options Exchange Over-the-counter Commodity Futures Modernization Act Financial economics Finance Financial system
546	International Monetary Fund – Financial Sector Assessment Program Self Assessment of IOSCO Objectives and Principles of Securities Regulation UNITED STATES COMMODITY FUTURES TRADING COMMISSION Add to Reading List Source URL: www.treasury.gov Language: English - Date: 2012-10-16 18:07:51 Finance Financial markets Commodity Futures Trading Commission Commodity Futures Modernization Act Commodity Exchange Act National Futures Association International Organization of Securities Commissions Futures contract Financial regulation Financial economics Commodities market Financial system
547	Microsoft Word - 70071171_25.DOCX Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-07-11 15:14:36 Financial markets Stock market United States securities law Fixed income market 106th United States Congress Commodity Futures Modernization Act Foreign exchange market U.S. Securities and Exchange Commission Dodd–Frank Wall Street Reform and Consumer Protection Act Financial economics Finance Financial system
548	Elizabeth M. Murphy Federal Advisory Committee Management Officer Securities and Exchange Commission 100 F Street, NE Washington, DC[removed]Stephen M. Graham, Co-Chairperson Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-01-04 16:19:24 Securities and Exchange Commission Financial regulation United States securities law Financial economics Canadian securities regulation Commodity Futures Modernization Act Government Corporate crime U.S. Securities and Exchange Commission
549	Federal Register / Vol. 67, No[removed]Wednesday, March 20, [removed]Notices DEPARTMENT OF LABOR Pension Welfare Benefits Administration [Application No: D–10936] Add to Reading List Source URL: www.dol.gov Language: English - Date: 2011-03-18 12:29:59 Employee Retirement Income Security Act Employee Benefits Security Administration Commodity Futures Modernization Act
550	Cecelia Calaby Executive Director and General Counsel [removed[removed]March 10, 2014 Add to Reading List Source URL: www.aba.com Language: English - Date: 2014-03-11 09:34:11 Financial system Dodd–Frank Wall Street Reform and Consumer Protection Act Swap Derivative Futures contract Commodity Futures Modernization Act Financial economics Finance Commodity Futures Trading Commission

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